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Finance / Banking / Insurance
Risk-based annual audit plan: 18 departments, 46 audits, 112 procedures. English and Arabic.
Complete Audit Plan
Complete Audit Plan (all 7 tabs)
$99
Guide, Risk Assessment, Annual Plan, Audit Programs (112 procedures), Assumptions, Monthly Summary and Special Compliance. 46 audits planned by month with hours and cost budget.
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Free kits for this industry. Single topic, not the full plan.
Company types covered
- Commercial bank Deposits, loans, trade finance, cards, treasury
- Islamic bank / Islamic finance Murabaha, ijara, sukuk, Shariah governance
- Insurance company General, life and medical insurance, underwriting, claims
- Takaful (Islamic insurance) Shariah-compliant insurance with participant funds
- Insurance broker Placing risk with insurers, commissions
- Exchange and remittance company Currency exchange, money transfer, wallets
- Investment bank / brokerage Securities trading, advisory, underwriting
- Asset and fund management Mutual funds, portfolios, NAV calculation
- Finance and leasing company Consumer and equipment finance, installments
- Microfinance institution Small loans, group lending, collections
- Payment services / fintech Wallets, gateways, BNPL, digital banking
- Crypto and digital assets Exchange, custody, tokens
- Stock exchange and clearing Trading platform, clearing, listing
- Pawn and gold loan companies Loans against gold or goods
- Venture capital / private equity Equity investments, fund management, exits
- Credit rating and credit bureau Credit reports, scoring, ratings
